We consider that we as a public company should provide not only materials for investors to make a decision on the purchase of our shares but also opportunities for existing shareholders to sell our shares, by actively disclosing information on our company. To realize this concept, Monex Group, Inc. ("the Company") is complying with the following rules:

1.

the Company shall disclose a disclosure policy and objectively disclose information based on this policy.

2.

the Company shall immediately release any information which may have an impact on its performance, doing so as soon as such information becomes known.

3.

the Company shall disclose information on financial results every quarter. The announcement for such information will be made in a standardized manner as much as possible.

4.

the Company shall make efforts to reduce as much as possible the difference in information available to institutional investors and individual investors.

Also, in order to maximize the profit of shareholders in the long term, the management of a company needs to recognize the importance of corporate governance, and make continuous efforts to improve it. Based on such belief, we implement various innovations such as appointment of directors who had not been employees of the Company or its subsidiaries(i.e. outside directors), holding of advisory board meetings that consists of domestic and international intellectuals, disclosure of its compliance policy, improvement of internal control and enhancement of employee training program.

Disclosure of Important Information, at first, is made through registration of the information at the Tokyo Stock Exchange.

Immediately after the disclosure at the TDnet System, the same material is placed on our website.

The important information includes 3 types of information described below:

1.Information on determined facts
2.Information on developed facts
3.Information on financial results

"Determined facts" refers to those facts stipulated in the "Guidebook for timely disclosure of corporate information" of the Tokyo Stock Exchange as such. These include determination of stock exchange or mergers, and are disclosed immediately after the determination.

"Developed facts" refers to those facts stipulated in the "Guidebook for timely disclosure of corporate information" of the Tokyo Stock Exchange as such. These include changes in main shareholders and the filing of lawsuits, and are disclosed immediately after such changes have developed.

Information on financial results is to be disclosed after 3:00 p.m. on a day that is to be announced in advance. This day must all between the month following the end of the quarter. We will also hold a meeting to explain the financial results. This meeting will be held in during the month following the end of each half of the business year. The contents of such explanation to be covered in this meeting fall within the scope of information that has already disclosed as important information, and so no new information will be disclosed.